EDGED ETTIQUETTE

“An armed society is a polite society. Manners are good when one may have to back up his acts with his life.”

― Robert A. Heinlein, Beyond This Horizon

In the Aikido dojo the sword is the soul of the samurai and that spirit remains salient.  Even a bokken (wooden sword) should be handled as the symbolic representation of a shinken (live blade).

When sitting in a line, place the sword on your right with the blade facing you. This demonstrates a lack of hostile intent because drawing the sword from that position is awkward. When seated alone, position the sword with the blade on the left and edge facing away from your body for rapid deployment.

A samurai was always prepared for violence and never appeared unarmed even in times of peace. The katana and wakizashi were part of daily dress. I encourage an alert reader to consider the modern corollary to this practice. Violent encounters are always possible and you do not chose when, where, how or by how many. It is your moral duty to be prepared for and defend against the possibility of violence.

It is frequently said that the sign of a samurai was his two swords, but this tradition was formalized only during the latter half of the sixteenth century. The term daisho refers specifically to wearing a katana and wakizashi and this practice is nothing more than common sense given a linguistic label. All warriors carry multiple weapons because you need redundancy when your life is on the line. A primary (long) weapon and a secondary (medium) is the minimum and a tertiary (short) weapon is advisable. Katana, wakazashi, tanto for the samurai – musket, rapier, main gauche for the musketeer. All warriors across cultures and through time live by the maximum that “two is one and one is none.” You can not rely on your primary weapon being sufficient. Murphy’s Law dictates that failure is imminent, so have a contingency plan.

The katana and wakizashi were worn thrust through the obi (belt), edge up on the left side (no warrior is left-handed so no one would carry their swords on the right side).[1] An indication of someone’s rank was based on how he wore his sword. One with rank and authority wore the katana almost horizontally (thus establishing his “personal space”). A more humble or lower ranking man wore his closer to his body, with the sheath nearly parallel to his leg. To clash the scabbard of another was often deemed an insult and could have been seen as a challenge to an immediate duel.[2]

Indications of violent intent – what modern combatives would call a “furtive move” – include: grasping the scabbard just behind the guard and pushing the guard forward with the thumb (breaking the “seal” on the scabbard); deliberately reaching across the body and grasping the hilt with one’s right hand but not actually drawing the blade; removing the cloth “sleeve” that travelers sometimes put over the hilt and guard to keep dust away; and pulling the scabbard forward but not quite out of the sash, so that the hilt is more accessible for a draw. Therefore handling weapons in the presence of another must be ritualized so as to make clear non-violent intent.

When handing over a sword, the person with superior status will use one hand, the inferior both. The blade is always properly oriented (i.e.; for a tachi, edge down; for a katana, edge up). A superior person grasps the sword palm down on the scabbard, near the middle, and hands it over horizontally; the recipient receives it in both open palms, one at the hilt and one near the foot. If an inferior hands one over, it is palms up, under the hilt and foot; the recipient grasps it, palm down, at the center-point. This is similar for all weapons, as well, be they firearms, spears, or blades.

When handing over an unsheathed sword (e.g., for inspection), one should grasp the sword in one hand at the very base of the hilt, holding the sword upright with the edge toward the one offering the sword. The recipient grasps the hilt directly below the guard; this puts him in a position to cut right down and take your arm off. That is the idea. It should be returned the same way. One thing implied in this is respect for the person receiving the sword; one is putting him in the dominant position, saying, “I trust you.”

Master Keating wrote a good article on general weapon etiquette that I have copied here:

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Many times in the past I remember my instructor in the sword arts cautioning me to handle swords and knives with proper etiquette. I was advised to only pull them partially from the scabbards and to admire them from there If I did feel the inclination to fully reveal he blade I was told to ask permission. I have always held this knowledge dear to my heart.

Manners and etiquette are part of any weapon bearing culture. A man can be judged by how he handles (or mishandles) a weapon. Each culture has its own beliefs and reasons for how they handle a knife. Some make sense and others are down right baffling. I have listed some blade etiquette practices from around the world for you to be aware of. By refining your sensitivity to the cutlery customs of the world you will find that you gain insight into yourself.

Never touch the knife of another without first getting permission. Many people feel that to touch a man’s knife without consent is an insult or the act of a fool. If you are allowed to touch the knife you must never touch the blade, this is a rule you must not violate!  Keep you fingers away from and off the blade! Never twirl or make movie style slashing motions with the knife. Handle it gently, admire the edge with your eyes, appreciate its fit and finish with kind words to the owner. Knives can be dangerous, act like a gentleman at all times and you can avoid the hassles that plague others.

Some knives are tailor-made to specific measurements and can only be judged by their makers and owners. Never be too quick with a derogatory comment about another man’s knife. For you his knife may miss the mark by a long shot, but for him the knife is perfect. Watch what you say or run the risk of appearing the amateur in the eyes of other men. Most makers and knife people do not mind if you ask questions about their knife. It’s the backward comments from those individuals who lack knife etiquette that cause the hackles to stand up on a man’s neck.

Even at the dinner table we find the aspects of American cutlery customs. When set properly, the silverware is laid out in a specific manner. The knife should have the edge turned in toward the plate. This shows the guest who is savvy in edged etiquette that you welcome their presence at your table. It also keeps the edge of a truly sharp knife away from the hand of your guest for safety reasons. If the knife is laid with the edge outward it can mean that while the guest is allowed to sit at the table they are really not welcome. In such an instance, the guest should eat, thank his hosts, and leave promptly.

The act of drawing certain blades can lead to consequences that you may be unprepared to meet. In some cultures it is thought that if you pull a knife it must draw blood before it can be resheathed. Some people adhere to this custom as odd as it may seem to you.  If they are adamant about it, then you must be ready to nick your finger or such. It’s no big deal, but it can surprise people not accustomed to living around sharpened steel.

When handing a knife to someone else always make sure to hand the knife butt (handle) first If the knife is not in its sheath do not allow the knife to cut you as it is being passed from hand to hand. Whenever a knife is being passed around the group of people watch your feet.  If the knife is dropped you can get a nasty wound. Keep the kids, dogs, and non blade-people away.

There you have it. I hope this short piece can make a positive difference in your life. By learning and practicing some of these customs used by professional knifemen and edged weapons handlers you can move with ease at the next knife show or rendezvous. You will find acceptance from other men and experience the positive common bond we all share in our fascination of all things steel.

Until next time…stay sharp!

James A. Keating

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Although I was taught proper Japanese etiquette, I admit to being a bit of an iconoclast, often eschewing or flouting the prescribed norms. Primarily because I don’t like the artificial barriers that rigid adherence creates. I prefer a less formal, more familiar, environment to foster trust. But I do want everyone to clearly know the rules so as to always be respectful as a guest in someone else’s house (dojo). Never be a buffoon.  Know the rules and know when (or if) it is safe to bend them.

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[1] The left handed warrior has a tactical advantage.  Just look to modern fencing bouts.  Statistically left-handedness is far less common and therefore a right-handed warrior facing a left-handed would be facing an unfamiliar opponent.  Whereas a left-handed warrior has trained against right-handed all his life.  The left hand – in Latin, left = sinister, which now is “malicious, underhanded.”  Underhanded, the left hand holds the dagger, the sinister, and it is the dagger that kills.  The dexter “right” hand wields the sword which is eminently visible.

[2] Dueling cultures require holding honor dear – a very archaic concept. In modern societies, honor refers primarily to a form of social status that attaches to integrity and sound character. But honor has an older meaning still found among some groups today—a form of social status founded on the willingness and ability to use force. Hence the importance of the duel. An honorable man will not hesitate to use physical force to combat any assault, theft, insult, or other attempt at subordination of himself or his group (family, gang, or nation). For honor, unlike the more stable value of dignity, can be won or lost. Honor rises and falls when one man (or group) publicly challenges the willingness of another to physically defend himself, his intimates, or his property and hence his right to be treated as an equal. To uphold his honor a man need not beat his opponent, but he must display a willingness to fight him. Honor-based cultures are far from uniform, but share basic characteristics: honor is a central source of status;  and honor cultures are typically antipathetic to law and legal officials (a man must stand up for himself and not rely on others to do so).  Hence an armed society must be a polite society: a society where honor, self-reliance, and respect are primary determinations of status requires being prepared at all times to defend one’s position by feat of arms – a duel.

SPOTTING

I am failing my new year’s resolution of teaching to the test. Concepts and connections are taking precedent over technique in my classes.

This morning the only technique I taught was ai-hanmi-katate dori kokyuho (and its variant irimi nage). I have covered kokyuho previously but this morning I used it as an exemplar of precision positioning. To perform a kihon presentation of kokyuho one must first perform tenkan perfectly. And remember – when I use the term tenkan it always references irimi-tenkanIrimi because nage is closing the distance (control of space and timing) before turning (disappearing) tenkan. This in concept should be a very simple movement because ultimately it is, but a reductive analysis reveals complexities that need be refined before they can be incorporated organically to achieve fluid motion.

Simply stated: ai-hanmi is a cross hand (RvR, LvL) grab. Uke has arrested nage’s weapon hand, so nage must perform a single hand disengagement. Which is to say, use the shyto of the grasped hand to roll over uke’s grasping hand while simultaneously targeting uke’s lead leg. Proper targeting shows you how your arm must move. The cutting edge of the hand moves first but does not circle uke’s grasp – rather, once the edge makes contact with uke’s forearm, nage should lever his elbow to apply pressure and drive straight down toward uke’s leg. This is traversing the vertical axis. Notice that your fingers are pointed toward the ground and your elbow toward heaven above. This disengages uke’s grab and because nage has simultaneously slid forward, nage can now tenkan and replace the front with his back hand to index (find) and control uke. This is a linear entry and often fails because nage watches the hands which slows the rotation and misses a full 180-degree turn. Let your hands act as the deft sensory tools they are and find your mark on the turn. This requires spotting.

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Mikhail Baryshnikov

Spotting. I take that term from ballet and it is a useful reminder for a martial artist on how to turn purposefully. As martial artists, all our movements should be purposeful!  First an example of how spotting works in ballet: watch Mikhail Baryshnikov turn (his movements are well worth studying in general). Notice how his head finds a fixed mark – he spots the point with his head first – allowing him to better keep balance on both the vertical axis and, as his rotational energy dissipates, to lower his center and extend his arms. Learning how to spot will improve your ability to pivot smoothly and quickly – and thereby improve your tenkan.

Tenkan. Too often nage remains mentally connected to where uke is and fixates on moving uke. But the true purpose of tenkan is a positional gain for nage – an escape to uke’s shikaku – dead angle. Spotting will improve your ability to find the proper mark, which is behind uke, in their blind spot. Mulligan sensei taught ‘spotting’ with the simple aphorism: “Where your nose goes, your ass will follow.”

By conscientiously spotting while you tenkan your rotational speed will increase and you will better direct your body placement. At first it may seem awkward, but once you incorporate spotting as a basic skill, you will find that your movements will be smoother and brisker: smooth because your rotational speed is improving and brisk because you will move from defined point A to point B with greater precision.

Aikidoists often present tenkan as a following or connection exercise and it certain can be emphasized as one. But at a more advanced level tenkan is a flanking exercise – creating a tactical advantage through superior movement. Never forget ours remains a martial art, you must always retain a spirit of budo lest you walk the path of delusion.

The second exercise. From the tenkan – which is a rotation 180-degrees from uke’s starting position (culminating in a position parallel with and slightly behind uke’s hips) – we now have to break plane (drop) and rotate to a full 360-degrees: a corkscrew toward the earth in order to cut uke’s Achilles tendon. Nage must now spot a more distant point and traverse two planes – the horizontal and vertical (or more properly, the longitudinal and transverse axes).[1]

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Whatever the terminology, as martial artists and students of the potential of human motion we all need be aware of the planes of motion – left/right, front/back, up/down. How we traverse those planes is an art of subtle study, but fundamentally, we need to understand how to move through each of the six zones.

The terminal position of this second exercise is a classic iai-goshi posture: spine erect, one foot tucked under the gluteus maximus, the other positioned in front. This is all to  teach postural alignment, stability during rotational motion, and proper targeting (i.e., knowing what you want to hit and why).30262000_1715035228534960_383493798749011968_n

After the development exercises, we moved to kokyuho. The principles of tension and release and adding proper body levers are now added. After performing a proper irimi-tenkan entry, nage has already done a cut-over release and done a hand replacement. From this position, nage must ensure that his control hand leads uke down and forward so that uke is close to nage’s center line. Nage ensure that your hand remains on your center line, nowhere else! From that point, the hands must transfer again – the distal hand drops forward and down while the inside hand goes up (striking uke’s chin) and drawing the tension to the maximum extension that nage can achieve based on her arm length. Once uke’s body is under tension, nage merely twists at the waist (leaving the hands alone to ensure constant tension) and slide to take the physical space where uke once stood. A full body lever where the hip is the fulcrum, the tensioned arm extension is the lever. Slide bodily through the space uke occupies whilst twisting at the hips. The abdominal muscles must be held tight and the breath low – hence, kokyuho or breath throw.

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kokyuho / elbow strike

At this point please recognize that the throw done with the arm closest to uke is kokyuho but if nage simply rotates a few degrees farther into uke’s center and changes the driving hand it becomes irimi-nage.

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irimi nage / neck break

The kihon-waza of Aikido preferences continuity and smooth motion because this visually connotes connection with uke (ki-musubi). And as beautiful as this presentation is, there are other tempos to explore and understand.

Simplify the footwork by executing an entering slip rather than a full tenkan. This allows nage the opportunity to play with beats. One-beat: the grasped hand cuts over and drops vertically while the free hand takes uke’s elbow to simultaneously drive uke’s elbow straight down on the vertical axis. Two-beats, looks very similar to one, but the timing is (a) cut-over, then (b) the free hand cuts at uke’s interior elbow joint toward uke’s center.

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2-beats

Two-beats each hand moves on its own vectors whereas with one-beat both hands augment the one vector. Three beats, the cut-over (extraction), replacement (trap), culminating in the throw (kokyu– or irimi-nage). Add the leg and we can add a beat to make it four (or more). The point is we are now introducing a ballistic motion where each beat represents a discrete hit to effect a strike on a vital point or elicit a reflexive response from uke that is then exploited for tactical advantage. Focus on beats rather than continuity of connected motion and Aikido looks like a different art.

And this is why I find it difficult to simply teach to the test: to teach one damn technique after another. That mode of presentation (for me) demonstrates a paucity of understanding. I want to show the principles of motion, the logic chains that become effective action.

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augment with a leg

Train yourself to see beyond the technique to move past their limitations. Hence my mission statement.

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[1] The L/R sides are called the sagittal plane, and the frontal plane defines the front/back side of the body

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6 zones

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Thank you to Russ Gorman for the photos

ARMORY

There is no substitute for a live edge when it comes to understanding how a weapon will act in the hand and to learn how the hand should employ the blade. A serious martial artist will need to own and use the weapons he purports to train and teach.  (And must know the proper etiquette for handling them.) Selecting the appropriate equipment is important. Fortunately, the Portland, Oregon metro region is home to several great companies and artisan makers.

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Knife Makers In Portland

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Portland benefits from numerous and quality knife makers all in close proximity. Gerber, CRKT, Benchmade, Kershaw, and Leatherman all headquarter in the metro area.  Arguably, Coast Cutlery was the start in 1919.  Twenty years later Joseph Gerber started Gerber Legendary Blades.  Joseph Gerber was the founder of the Gerber advertising agency and founded Gerber Legendary Blades after giving away carving knives made by David Murphy as presents to clients at Christmas time.  Gerber has served as the training ground for knife makers to later start their own companies.  Al Mar, a designer at Gerber, left the company in 1979 to start his own company, Al Mar Knives. (Chris Clarke was married to Al Mar’s daughter.)

In 1974, former Gerber employee Pete Kershaw left to form his own company, Kershaw. And, in 1994 Columbia River Knife & Tool (CRKT) was formed by Paul Gillespi and Rod Bremer, both former employees of Kershaw.  As companies grew, so did the number of local parts suppliers and machining companies, offering a reliable and skilled vendor base to the industry.  As a result, several companies like Benchmade — founded in L.A. by Les de Asis — moved to Clackamas in 1989.  There are also good independent knife artisans, like Murray Carter, who lives just outside Portland, and served as an apprentice to the Sakemoto bladesmith family in Japan.  We also have established local resources for traditional Japanese sword fittings: Fred Lohman

Selecting a weapon is a very personal endeavor.  Ultimately the blade in hand must feel right to you.  Pricing usually correlates with quality and the type of steel is a large component of price.  There are no end of opinions on weapon selection, but two very well-developed perspectives are Bill Bagwell‘s and Hank Reinhardt‘s.

Armory

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JAPANESE

Katana

Paul Chen version – Practical Plus katana and wakizashi

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The Practical Plus Katana is forged and differentially hardened in the traditional claying method to produce a prominent hamon. The tsuka is wrapped in same (rayskin) and leather. The tang is long and double pegged. The fittings are of Japanese Dogwood with a dragon menuke. The tsuba is an iron sunburst.

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I failed to record the details on this purchase – the brown cloth wrapping on the handle and heavy blade construction should make it easy to identify.

Jutte

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The jutte on the left is from Meirin Sangyo is made from solid iron and wrapped with ito on the handle. This jutte comes straight from Japan via Bugei.  The jutte on the right is by Paul Chen, but is no longer in my collection.

Manriki gusari

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The manriki gusari is a chain weighted at both ends developed as a self-defense weapon but with considerable offensive capabilities.  It is small, easily concealed in the palm of the hand.  It is associated with Masaki Ryu.  Masaki Toshimitsu Dannoshin was a guard at a Buddist temple in Edo during the 1600s who created the manriki-gusari so he could defend the gate without spilling blood and founded the school that teaches its use.  These examples are both relatively short in length.  Historically a manriki could range from 3 to 12 feet in length.  The chain is called the kusari and the weights are fundo.  Links >here<

I no longer own the version on the left which is readily available on line – the second is more accurate and better constructed.

CHINESE

Qi Jian 

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Perhaps my favorite, this Hanwei sword is no longer in production.  The Qi Sword’s name originates with the Qi Nation, one of the many warring states that eventually formed modern China. Legend has it that Feng-Xuan, one of the Qi people, used the ringing sound of his one piece sword to seal his relationship with Lord Mengchang. The whole sword from pommel to tip, is forged from a single billet of steel. It is a functional sword of unparalleled strength and balance. The sword emits a clear bell-like tone when lightly struck.

EUROPEAN

Ceremonial Mason Sword

Not a functional sword but a family heirloom. This was Fred Lucas’ Mason sword after he had mustered out of the Army having served in the Civil War.

Long Sword  

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Medieval Knight Sword from 1275-1340 AD, Oakeshott Type XIV blade, based on the original in the Royal Armouries, Leeds and is the quintessential sword of the medieval period.  This one from Darksword Armory.  Also has the accompanying dagger (not shown).

Saber

These examples below are originals purchased from I Sell Swords.

1882

Picket weight 1822 infantry officer blade. It bears the cipher of Victoria, making it a late example of a pipe back blade and a few faint etchings remain visible on the blade which is moderately pitted; mostly at the point.

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The grip is missing some of its wire and the guard has a sectioned branch. It is equipped with a leather liner inside the guard, which rarely survived.

1822 saber

MODERN KNIVES

Folders

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Ernest Emerson’s karambit and trainer.  This model purchased before the reinforced tip model that is currently available.

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Doug Marcaida and Lad Mendiola developed the DART which is produced by Fox Knives in Italy. These are available >here< and are much lighter in weight than the Emerson blades.

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The Spyderco Endura is a classic every day carry option.  The trainer is readily available so you can train with what you carry!  The live blade has the Emerson wave opener for fast deployment straight from the pocket.  The Delica model (not shown) is a slightly smaller version of the Endura.

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Brian Hoffner developed a carry-legal blade with a unique handle designed to facilitate a an extended grip range.  A clever way to gain reach advantage.  The carry method also makes a point down, reverse grip deployment fast and easy for quick shielding.

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Benchmade knives.  Great knives period.  The axis lock affords a tight lockup and fast blade deployment.  This was my EDC for years.  The red aluminum scales makes it light, strong, and less threatening.  But cost to replace this Warren Osborne designed knife made me nervous so I replaced it with a Kershaw.

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My first Benchmade and it is well-worn from years of every day carry.  An older Osborne variant with liner-lock and a thumb-hole on the blade for deployment.

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An assisted opening folder.  Another Benchmade but one I have never used for EDC.  A Mel Pardue design.

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A non-locking razor design, this was a gift.  Musashi is engraved on the scales.

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Cold Steel makes a great knife for the money.  This is a larger Vaquero folder – one useful in cold climates when cutting through multiple layers is likely.  While I am not overly fond of serrated edges, the cutting power of this knife is undeniable!

The Frenzy II from Cold Steel is designed by Andrew Demko and is inspired by the kabutowari. The spine is thick with a slender blade and needle-point. The steel is S35VN with a satin polish. The blade is 5.5″ with a 6.75″ handle and 12.25″ overall length.

Fixed Blades

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One of the most recognized knife designs, the Ka Bar marine fighting knife is featured in Cold Steel by John Steyers.

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Gerber’s Mark II was introduced in 1966 designed for the Vietnam conflict with clear influences taken from Fairbairn and Applegate.  One of the best-selling knives of all time, the Mark II has a the double serrated blade for maximum piercing capabilities and an exaggerated bolster for confident grip, with a 6.5” 420HC steel blade.

tai pan

Cold Steel’s Tai Pan is an amazingly well balanced dagger

V42

V42 Stiletto based on the Fairbairn-Sykes commando knife.

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Ontario Knives survivalist Bowie design.  A well-constructed and versatile knife.  This is my go-to camp knife.

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I picked up this John Greco Tactical Fixed Blade at one of James Keating’s Riddle of Steel format seminars.  A heavy leather sheath fits the knife tightly and the thickness of the blade is surprising, making for a fearsome weapon.

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James Keating’s Crossada design: trainers in both the Bowie and the dagger variations.

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James Keating’s Crossada dagger design by Bob Dozier complete with kydex sheath and quillions.

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Cold Steel Laredo Bowie. The weight of this blade and its durability are commanding. A good Bowie, but not nearly as quick in the hand as the Bagwell series from Ontario. But the Ontario series is discontinued and are difficult (expensive) to find.

Ontario Bagwell Fortress. The blade is just over 10″ with a coffin handle providing a 16.25″ overall length. The steel is QS13 proprietary which lends to its exquisite balance and speed. A true dueling Bowie.

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An armory and library are essential to the cultivation of a developed spirit

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[1] Rockwell rating for steel hardness HRC – a quick overview >here<